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FINANCIAL PLANNING TODAY FOR FINANCIAL FREEDOM TOMORROW

Your SPC investment advisor representative has the tools to help you define your financial goals and to reach them. Your investment advisor representative has the experience, resources, knowledge and back-office support to provide you with the investments suitable to accomplish your goals based on your current situation, future plans, feelings and your family dynamics. Sigma Planning Corporation, SPC, is a registered investment advisor, offering fee-based investment advisory services.

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CODE OF ETHICS | PRIVACY POLICY | SPC BUSINESS CONTINUITY PLAN | REVENUE SHARING DISCLOSURE | SEC ORDER | FORM CRS
| PRIVACY NOTICE - INFORMATION SHARING OPTIONS | BROKERAGE FEE SCHEDULE


Electronic Brochures (Updated March 2024):
SPC ADV PART 2A | SPC ADV PART 2A APPENDIX 1 | FIDELITY TICKET CHARGE SCHEDULE

ACCOUNT ACCESS

Need to check a statement or access your portfolio? Please check with your financial advisor to verify what account access system you should use. If you have any questions regarding your accounts or statements, please contact your representative directly for assistance.

SERVICES

At SPC 4 Clients, we provide assistance in the following areas:

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INVESTMENTS

  • Bonds

  • Common Stock

  • Educational IRA

  • Brokerage Accounts

  • Traditional IRA

  • Roth IRA

  • SEP IRA

  • Simple IRA

  • Treasury Bills

  • Government Securities

  • Treasury Notes

  • Variable Annuity

 

FINANCIAL PLANNING 

  • Retirement Plans

  • Tax Plans

  • 401 (k) Planning

  • 403 (b) Planning

  • College Plans

  • Estate Plans

  • Money Purchasing Plans

  • Profit Sharing Plans

 

ABOUT FIDELITY

Fidelity Investments is one of the world’s largest providers of financial services. Founded in 1946, the firm is a leading provider of investment management, retirement planning, portfolio guidance, brokerage, benefits outsourcing, and many other financial products and services to more than 20 million individuals and institutions, as well as through 5,000 financial intermediary firms. For more information about Fidelity Investments, visit Fidelity.com.

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Fee-based investment advisory services offered through Sigma Planning Corporation, a registered investment advisor.

CONTACT

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If you are a current client, please do not submit any time-sensitive requests on this site. For urgent matters, please contact your financial advisor directly; otherwise, we will follow-up with you as soon as possible.

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